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Contact: London
Address
4th Floor,
10 Arthur Street,
London
EC4R 9AY
Fax: 020 7 623 9307
Dallas McGillivray
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| Joint Managing Director- FMConsult; Asset Management; (Asset Management Industry including Funds and Operational Risk) |
Experienced international regulatory and business manager. Previous Global Head of Compliance and Operational Risk at a major asset management company for all business outside the Americas with more than 17 years experience in UK and global regulatory issues, covering both retail and institutional. Over 8 years with Coopers & Lybrand (now PWC) in four different countries covering audit, accounting services, insolvency and regulation. |
Contact for all Asset Management Regulatory and Operational Risk activities including all mutual funds; such as UK, Irish, Luxembourg and Hedge Funds. |
| Tel: 020 7 220 9073 Email: dmcgillivray@fmconsult.co.uk |
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Andy Hicks
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| Senior Consultant FMConsult Head of Monitoring (Asset Management Industry including retail and institutional, Internal Audit and Compliance Monitoring). |
More than 10 years experience as a manager for major international fund management Company, covering compliance monitoring/advisory; audit; and operational risk roles. This role primarily covered the UK market place but also extended to US, Irish, Luxembourg; German, French and Italian regulated business covering both retail and institutional clients. Also a further 8 years as a Financial and Regulatory auditor for a medium size audit and accountancy firm based in London. |
Specialist in providing accountancy, audit, compliance monitoring, regulatory, corporate governance and operational risk services to asset management and investment companies. |
| Tel: 020 7220 9074 Email: ahicks@fmconsult.co.uk |
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Andrew Tyrtania
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| Senior Consultant FMConsult, Corporate Authorisations |
Andrew has 18 years industry experience in both managing money (with a stockbroker and private bank current CF30 position held) and in compliance activities in the retail industry. |
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