Dallas McGillivray

Andy Hicks

Director FMConsult, Monitoring Services (Asset Management Industry including retail and institutional, Internal Audit and Compliance Monitoring).

Tel: 020 7220 9074

Email: ahicks@fmconsult.co.uk

More than 10 years experience as a manager for major international fund management Company, covering compliance monitoring/advisory; audit; and operational risk roles. This role primarily covered the UK market place but also extended to US, Irish, Luxembourg; German, French and Italian regulated business covering both retail and institutional clients. Also a further 8 years as a Financial and Regulatory auditor for a medium size audit and accountancy firm based in London.

Specialist in providing accountancy, audit, compliance monitoring, regulatory, corporate governance and operational risk services to asset management and investment companies.

Contact for:

  • Anti-Money Laundering Training

  • Asset Management

  • Broker/ Dealer

  • Corporate Finanace

  • Funds Industry

  • MiFID Training

  • Operational Risk